Investigations

1st investigations to order

oesophagogastroduodenoscopy (OGD) with biopsy

Test
Result
Test

OGD is the first test in patients with severe dysphagia, odynophagia, or weight loss.[88]​ This will differentiate oesophageal cancer from benign causes of dysphagia.[Figure caption and citation for the preceding image starts]: Endoscopic view of oesophageal cancerPersonal collection of Mark J. Krasna [Citation ends].com.bmj.content.model.Caption@786dcd87

Confocal laser endoscopy with targeted biopsy can improve the diagnostic yield for neoplasia and decrease the number of mucosal biopsies in patients undergoing surveillance.[116][117][118]

Result

mucosal lesion; histology shows squamous cell carcinoma or adenocarcinoma

endoscopic ultrasound (EUS) ± fine needle aspiration (FNA)

Test
Result
Test

Should be performed before treatment for initial clinical staging of the cancer.[15] EUS can identify all the histological layers of the oesophagus and thereby confirm the T stage. The sensitivity and specificity of EUS for staging oesophageal cancer has been reported to be: 81.6% and 99.4% in T1 tumours; 81.4% and 96.3% in T2 tumours; 91.4% and 94.4% in T3 tumours; and 92.4% and 97.4% in T4 tumours, respectively.[102]

EUS can identify abnormal or enlarged mediastinal and celiac axis lymph nodes, and enable cytological examination by FNA. The overall accuracy of EUS/FNA for locoregional staging of oesophageal cancer prior to therapy is 87%; the comparable figure for EUS alone is 74%.[100][101][Figure caption and citation for the preceding image starts]: Endoscopic ultrasound-guided fine needle aspiration of lymph nodePersonal collection of Mark J. Krasna [Citation ends].com.bmj.content.model.Caption@21ed8f9b

Complications of EUS (with or without FNA) include perforation (0.02% to 0.08%), haemorrhage (0.13% to 0.69%), and infection (0.4% to 1.7%).[107]

Result

indicates extent of local invasion and presence or absence of spread to lymph nodes

CT thorax and abdomen

Test
Result
Test

CT scan of the chest and abdomen is often performed if the suspicion of oesophageal cancer is high or biopsy confirms the diagnosis.[89]

CT is most helpful to assess tumour bulk and visceral metastases.

CT can also help identify the thickness of the oesophageal lesion and presence of spread to lymph nodes.[Figure caption and citation for the preceding image starts]: CT scan showing T3 tumour at level of inferior pulmonary veinPersonal collection of Mark J. Krasna [Citation ends].com.bmj.content.model.Caption@129c6067

Oral and intravenous contrast should be used to ensure optimal opacification of the lumen and visualisation of the heart, mediastinal vessels, and liver.[89]

Result

indicates size of primary tumour, local invasion, and presence or absence of metastases

(18F)-fluoro-2-deoxy-D-glucose positron emission tomography (FDG-PET) scan

Test
Result
Test

Improves the accuracy of staging and facilitates selection of patients for surgery, by detecting distant metastatic disease not identified by CT alone.[89][Figure caption and citation for the preceding image starts]: PET scan showing oesophageal cancer at the gastro-oesophageal junction. Note metastatic deposit in left femurPersonal collection of Mark J. Krasna [Citation ends].com.bmj.content.model.Caption@42812ac9

PET can be used to detect responses to chemotherapy and radiotherapy.[94][95][96]​ In patients with oesophageal cancer, relative changes in FDG uptake can predict response to neoadjuvant therapy.[97][98]

An FDG-PET scan is generally done before endoscopic ultrasound (EUS) to avoid unnecessary testing in patients with metastatic disease.[99]

Result

hyperactivity (hot spot) at primary tumour site and locoregional disease; may also show activity in lungs, liver, or bones suggestive of metastases

molecular and pathological tests

Test
Result
Test

Should be carried out at diagnosis to determine suitability for targeted therapies or immunotherapy. Testing is carried out on tumour tissue obtained at biopsy.

Microsatellite instability (MSI) and/or mismatch repair (MMR) testing

All newly diagnosed patients should be tested for MSI or mismatch repair deficiency (dMMR). Programmed death ligand 1 (PD-L1) testing is recommended in those with advanced or metastatic oesophageal cancers.

Testing is performed on formalin-fixed, paraffin-embedded (FFPE) tissue. MSI status is assessed by polymerase chain reaction (PCR) or next-generation sequencing (NGS) to measure gene expression levels of microsatellite markers (BAT25, BAT26, MONO27, NR21, NR24). MMR deficiency is evaluated by immunohistochemistry (IHC) to assess nuclear expression of proteins involved in DNA mismatch repair (MLH1, MSH2, MSH6, PMS2).[15] Results are interpreted as MSI-high (MSI-H) or MMR-deficient (dMMR, deficient mismatch repair) as per the College of American Pathologists (CAP) DNA mismatch repair biomarker reporting guidelines.[111]

Human epidermal receptor 2 (HER2) status

All patients with locally advanced, recurrent, or metastatic inoperable oesophageal adenocarcinoma should have HER2 status determined on diagnosis, as HER2-positive patients benefit from the addition of trastuzumab to first-line palliative chemotherapy.[15][114] HER2-targeting is not routine practice in earlier disease settings, and consequently, establishing HER2 status would not impact clinical management outside the context of clinical trials.

HER2 status is assessed using immunohistochemistry (IHC) ± in-situ hybridisation (ISH). An alternative is next-generation sequencing (NGS), which offers the opportunity to assess numerous mutations simultaneously.[15]

The reported rates of HER2 positivity in oesophageal cancers vary widely (2% to 45%) and are more frequently seen in adenocarcinoma (15% to 30%) than in squamous cell carcinoma (5% to 13%).[15]

Programmed death-ligand 1 (PD-L1) testing

May be considered on locally advanced, recurrent, or metastatic oesophageal and oesophagogastric junction cancers in patients who are candidates for treatment with PD-1 inhibitors. A qualitative IHC assay is used to detect PD-L1 protein levels in FFPE tumour tissue.

The combined positive score (CPS) is used to evaluate if a specimen is considered to have PD-L1 expression. The CPS is determined by the number of PD-L1 stained cells (i.e., tumour cells, lymphocytes, macrophages) divided by the total number of viable tumour cells evaluated, multiplied by 100. A CPS ≥1 indicates that a specimen has PD-L1 expression.[15][112]​​ An alternative is the tumour proportion score (TPS): this evaluates the percentage of viable tumour cells showing partial or complete membrane staining at any intensity (PD-L1 positivity is defined as TPS ≥1%).[88]​ TPS is only used in clinical-decision making for metastatic squamous cell carcinoma (based on CheckMate 648), whereas CPS is used in oesophageal and junctional adenocarcinoma and squamous cell carcinoma.[113]

Result

HER2-positive or HER2-negative; MSI-high (MSI-H) or MSI-low (MSI-L) or MSI-stable (MSS); MMR-deficient (dMMR) or no evidence of deficient mismatch repair; PD-L1 expression: positive (CPS ≥1 or TPS ≥1%) or negative (CPS <1 or TPS <1%)

Investigations to consider

comprehensive metabolic profile

Test
Result
Test

Should be performed in advanced cases with near or complete oesophageal obstruction. These patients may become severely volume-depleted and hypokalaemic because of their inability to swallow fluids and their own potassium-rich saliva.

Result

advanced cases: hypokalaemia, elevated creatinine and serum urea/nitrogen

MRI thorax and abdomen

Test
Result
Test

An alternative to CT for the staging of oesophageal cancer, particularly in detecting metastatic disease to visceral organs.

Highly accurate when assessing the liver or adrenals and for determining advanced local spread (T4).

Less reliable in defining early infiltration (T1 to T3).

Appears to be sensitive in predicting mediastinal invasion; the loss of signal in the vessels and the air-filled trachea and bronchi may provide a clear delineation between the tumour and the aorta and the tracheobronchial tree.

Like CT scans, MRI scans are poor at detecting tumours restricted to mucosa or submucosa, and also tend to under-stage the regional lymph nodes.[92]

Result

indicates size of primary tumour, local invasion, and presence or absence of metastases

bronchoscopy ± fine needle aspiration (FNA)

Test
Result
Test

In patients with disease of the middle and upper thirds of the oesophagus, bronchoscopy with FNA can be helpful in determining involvement of the tracheobronchial tree. Bronchoscopy should be performed prior to considering surgery on tumours at these locations.

FNA can be performed into mucosal lesions within the lumen, or transbronchially into lesions adjacent to the airway.[Figure caption and citation for the preceding image starts]: Tracheal invasion (T4) confirmed by bronchoscopyPersonal collection of Mark J. Krasna [Citation ends].com.bmj.content.model.Caption@14dcc53c

Result

normal or may show involvement of tracheobronchial tree

thoracoscopy and laparoscopy

Test
Result
Test

May be appropriate in selected patients; for example, those with adenocarcinoma of the oesophagus or oesophago-gastric junction with significant extension into the cardia.[108] Studies indicate that thoracoscopy and laparoscopy may improve accuracy compared with non-invasive testing in these situations.[109][110]

Result

may reveal metastatic disease

liquid biopsy

Test
Result
Test

Involves evaluating circulating tumour DNA (ctDNA) by means of a blood test. It is used to detect mutations in DNA shed from oesophageal cancer, which can help to identify alterations that are targetable by available treatments. It is being used more frequently in patients with advanced or metastatic disease, especially those who are unable to have a clinical biopsy for disease surveillance and management. A negative result does not exclude the presence of tumour mutations or amplifications and should therefore be interpreted with caution.[15] 

Result

ctDNA-positive or negative

pulmonary function tests

Test
Result
Test

Crucial to determine the ability of the patient to withstand combined modality therapy. In patients with poor pulmonary function test results, a less invasive surgical approach, such as transhiatal oesophagectomy without thoracotomy, may be associated with lower morbidity and mortality.

Result

normal or reduced

cardiac stress test

Test
Result
Test

Helpful to identify underlying cardiac abnormalities prior to surgery.

Result

normal or may show cardiac abnormality

echocardiogram

Test
Result
Test

Helpful to identify underlying cardiac abnormalities prior to surgery.

Result

normal or may show cardiac abnormality

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