Introduction
Non-communicable diseases (NCDs) are the leading cause of death and disability worldwide, killing approximately 41 million people annually.1 National authorities globally have implemented various countermeasures, including the introduction of taxes on sugar-sweetened beverages (SSBs).2 These reduce consumption of unhealthy products, promote healthier alternatives (eg, water) and provide funding for health programmes.3 SSB taxes have been implemented in more than 50 countries in different forms4 but have been constantly challenged by the food and beverage industry (F&BI) and its allies.5–7 Sugar taxes threaten the business models, sales and profits of sugar producers, and the F&BI has acted strategically to avert, delay or influence the content of fiscal measures through similar strategies to those employed by the tobacco and alcohol industries.8 9,10–13 The F&BI political activities in low and middle-income countries have been much less researched than tobacco’s political activities in the same context.14–16 Analysis of how commercial interests interfere with the implementation of SSB taxes, thus addresses a broader gap in the global health policy literature.17
Mexico is experiencing an obesity epidemic and high rates of diabetes18 and has sought to address this through a range of policy instruments, including SSB taxes. In 2013, the Mexican government implemented the ‘National Strategy to Prevent and Control Obesity and Diabetes’ (Estrategia Nacional para la Prevención y el Control del Sobrepeso, la Obesidad y la Diabetes; ENPCSOD).19 It set out three strategic pathways for regulation: (1) restricting food marketing exposure to children, (2) implementing a front-of-package food labelling and (3) having an SSB tax and a snack tax. In January 2014, the excise tax (Impuesto Especial Sobre Producción y Servicios; IEPS) of 1 Mexican Peso per litre of SSBs (including carbonated beverages, flavoured drinks containing sugar and powders and concentrates to prepare sugary drinks) came in effect. In 2015, the Ministry of Health (MoH) launched the Mexican Observatory of Non-Communicable Diseases (‘Observatorio Mexicano de Enfermedades No-Transmisibles’; OMENT): a multistakeholder and multisectoral platform, which aimed to set indicators for measuring the impact of the strategy, and its monitoring and evaluation processes, which included food industry actors and civil society organisations.20
Recent decades have seen an increasing shift towards coregulatory and partnership-based health policy responses involving civil society actors and the private sectors.21–23 As Kenis and Schneider comment, there has been a ‘blurring of boundaries’ between the public and private sectors.24 These approaches have been promoted by international organisations to address NCDs and to deliver and progress on the Sustainable Development Goals25 but have been heavily criticised by others as ineffective and counter-productive due to the conflicts of interest involved with industry engagement.25 26 The ‘decentring’ of the state in contemporary forms of governance has also given rise to a range of concepts and analytical frameworks within the fields of political science and policy studies, which seek to understand and explain the influence of ‘policy communities’,27 ‘iron triangles’,27 28 ‘issue networks’29 and ‘advocacy coalitions’30—which can be captured under the broader rubric of ‘policy networks’—over the definition of policy problems and the development of interventions to address them. These approaches differ in how they conceptualise policy networks, which can be more open and fluid or more closed and stable in terms of their membership and structure. The former is associated with greater internal contestation given the larger number of actors involved, while the latter is characterised by a greater homogeneity of interests among a smaller set of actors.31
In this context, it is essential to study the role of non-state actors—and the emergence of policy networks between state, civil society and commercial actors—in the development of novel policies such as SSB and other health taxes.32–34 Here, we define policy networks as a set of formal and informal linkages between governmental (state) and other (non-state) actors. Some scholars identify coalitions based on shared beliefs, often with one coalition able to translate its beliefs into policy. Others identify close relationships based on resource sharing (with group resources ranging from representativeness, to being essential to policy delivery, to providing material resources to policymakers) and a shared definition of the problem (some policy communities). And some focus on networks related to strategy at the ‘centre’ of government, more local policy delivery, or both.31 Policy network analysis (PNA) examines the contacts, relationships, links, interdependence and dynamics as part of structural factors35–37 or of agency that each of the actors and the relationships involved in policy formulation and decision-making have.35 These have implications for the principles of good governance—accountability, transparency and responsiveness38—which have helped to guide and analyse health policies and initiatives globally.
This article examines how policy networks emerged within and affected the agenda-setting and policy formulation of the Mexican SSB tax. We analyse the interconnections and links (networks) between actors involved in Mexico’s 2014 SSB to illustrate how they played for or against the policy change: and to have insights into the governance principles of responsiveness, participation and accountability while the policy was discussed and passed. In doing so, this paper seeks to address wider gaps in the literature about how networks can affect agenda setting and policy formulation in LMICs and to build on the recent call by public health researchers to understand better corporate power and the factors facilitating or undermining this power.39